Appendix
4
Some Non-Aristotelian Data on Efficiency for Human Adjustment
The summary
of Graicunas' work given at the end of this supplement, in a practically
unchanged form, was a personal communication in 1934 from Walter
N. Polakov, the outstanding engineer and industrial diagnostician
in the United States. It was originally written for the Tennessee
Valley Authority, which was then passing through acute managerial
difficulties due to confusion of function and control. Mr. Polakov,
writing about the T.V.A. project, evaluated the situation thus:
The youthful T.V.A.
inherited the language and metaphysics of a bygone age. It encounters
unprecedented difficulties in expressing new relations in terms
of vanished fancies. The night fear of ghosts remains.... The difficulties
in building the T.V.A. without a language having correspondence
to reality, are not difficulties peculiar to this project. They
are signs of our time-a sort of dangerous epidemic, springing out
of our slow adjustment to a profoundly changed environment.
In my work with students
I have utilized Mr. Polakov's summary with his diagram adapted from
the original data concerning the 'span of attention' or 'span of
control', as well as related foundations formulated in my own writings.
I have found empirically that these are invariably useful for the
elimination of the individual's inability to handle personal
life situations adequately.
At the root of the
problem lies the significant fundamental difference in the rate
of growth between arithmetical progression, which grows by addition,
for example, 2,4,6,8,10, etc., and geometrical progression, which
grows by multiplication, for example, 2,4,8,16,32, etc.
We must mention here
permutations and combinations, and even combinations of higher order
which also follow an exponential law. The different orders in which
things can be arranged are called their permutations. The
different collections which can be formed from things without regard
to the order in which they are placed are called their combinations.
For example, the four letters, a,e,m,n can form but one
combination, but they occur in the English language in several permutations,
as name, amen, mean, mane. The question may arise, 'How many
changes can be rung with 10 bells, taking 7 at a time ?' The answer
is 604,800, quite a respectable number for a problem so seemingly
simple on the surface.
The work of Graicunas,
Urwick, etc., is based on empirical data from military and managerial
experiences, where complications dealing with human reactions
grow in a geometrical ratio. The disregard of the above considerations
has led to many military and managerial disasters. I must stress
that the same principles apply also to our personal life difficulties.
For instance, in what psychiatrists call 'family attachment'
(infantile clinging to 'papa' or 'mama'), in the notorious interference
of mothers-in-law, or in the tragedies of marital triangles, it
is not a question of just an 'added' factor, but the difficulties
accumulate in some geometrical ratio. Similarly, a childless couple
'adds' a baby to the family, and the complications grow following
some exponential law. Organism I responses to 'one more glass of
whiskey' are certainly not additive. The followers of sick Schicklgruber-Hitler
may have learned by now that the 'addition' of one more country
introduces non-additive complexities not included in a naive fool's
paradise gained by brute force. And so it goes all through life
in the more fundamental relationships.
If in personal life
we undertake or have to carry too many responsibilities, interests,
involvements, etc., the complexities often grow beyond the capacity
of one human brain to manage them adequately, and human tragedies,
disorganizations, etc., follow, very often culminating in maladjustment
and even neurosis or psychosis.
Many times a single
painful event in childhood or even later in life distorts the attitudes
and colors the whole life. Thus, the 'addition' of a single factor
results in unnecessary complexities which are certainly not additive,
but spread all through life in some geometrical ratio.
We hear remarks by
some scientists that 'It is impossible to express the conduct of
a whole animal as the algebraic sum of the reflexes of its isolated
segments.' Yet later we find that same author saying, 'The individual
represents heredity plus environment.' another writes, 'Thus
a clock-work is as little the mere sum of its little wheels as a
human being is the sum of his cells and molecules'; and later on,
'to be exact the ego consists of the engrams of all our experiences
plus the actual psychism.' These two examples, out of many,
are given to show how even with those scientists who realize the
fallacy of additivity, some 'plus' creeps in, which is obviously
false to facts, demonstrating that ingrained additive tendency inherent
in the aristotelian prescientific orientation.
On the other hand,
a few modern psychiatrists familiar with the latest scientific developments
by necessity realize those additive aberrations, and do not plant
a falsifying 'plus'. We read, therefore: 'Before therapy can be
discussed or put into practice, three fundamental concepts must
be thoroughly understood: (1) the nature and characteristics of
neurotic symptoms; (2) the formula, "Constitution times Environment
times Stress"; and (3) the role that "attitudes" play in
the creation of symptoms.' Although Dr. Kraines has definitely a
non-additive attitude, his 'times' does not represent the situation
correctly. The correct representation would be functional, N=f(x1,
x2, x3,. . . xn),
where N represents neurosis, f represents function
of, x1, constitution, x2, environment,
x3, stress, and the etc. ( . . . xn)
indicates special functional factors in a given case, all of which
are interrelated. Such psychotherapeutic observations indicate why
in a 'therapy of attitudes' it is so important to change
from an aristotelian to a general non-aristotelian attitude, not
only for psychiatry, but for prevention of misevaluations in life
by everyone.
As a matter of fact,
most psychotherapy depends on efforts of the physician to eliminate,
through reinterpretation in treatment, some of those original factors
which produced worries, fears, anxieties, and other disorganizations.
These factors were responsible for the introduction, because of
exponential laws, of an enormous number of artificial complexities
which made life adjustment difficult or impossible. In my personal
experience and the experience of many of my students, who are physicians,
educators, etc., it is found that the explanation of the above non-aristotelian
principles is very useful, as the patients or students realize that
with the old attitudes they are up against impossibilities. They
become conscious of the mechanisms of the difficulties, which is
the only way to make a solution possible.
Mathematicians, in
their often deliberate detachment from life, unfortunately have
not forewarned us of these kinds of methodological traps, and in
fact often repulse their students by the lifelessness of their teachings.
Mathematicians quite glibly speak about their students being 'mathematical
imbeciles'. Often I wonder whether this is true, or whether the
responsibility has to be laid frankly on the mathematicians, who
may be 'life imbeciles'. If before they begin to teach they would
study in a 'mental' hospital and analyze the 'treatises' of the
patients, they would become better teachers, better research workers,
as they would understand what it means to be detached from living
life.
The problem of additivity
in life as well as in mathematics, where it is called 'linearity',
is of great antiquity because it was the simplest. The mathematical
formulation of additivity (linearity) is f(x+y)
= f(x) + f(y). One of the most striking
consequences of additivity is the predictability from the characteristics
of the elements to those of the results. In other words, no characteristic
absent in the elements appears in the result. It is obvious that
when we combine elements, and the results have new characteristics
absent in the original elements, the new problems are structurally
no more of an additive character, and the synthesis must be different.
If our attitudes are limited to the additive principle alone
the results in the most fundamental issues of science and life
are bound to be false to facts. For example, one pound plus one
pound in weight results in two pounds, but one gallon of water 'added'
to one gallon of alcohol results in less than two gallons of liquid
because profound inter-molecular issues enter which are not additive,
and so 1 + 1 2. Similarly, one atom of mercury 'minus' one electron
becomes one atom of gold. And so the results are not predictable
by the principle of additivity. As Graicunas shows, the 'addition'
of a sixth assistant by a supervisor may add 20 percent to his human
resources, but adds approximately 100 percent to the complexity
and difficulty of his task of co-ordination. And so it goes.
We have discovered
by modern science that the world and life are not additive in their
fundamental aspects. Even the epoch-making work of Einstein, the
founder of a non-newtonian system, depends on the transformation
of linear (additive) equations into non-linear (non-additive) more
complicated equations. But the structure of our ordinary subject-predicate
language and corresponding attitudes is still aristotelian, and
therefore in the main additive. Unfortunately extremely few of us,
even among my readers and students, realize that fundamental gap
between additive and non-additive relations and attitudes.
My whole life work,
and particularly since 1921, has been based on the life implications
of this neglect to differentiate between the laws of growth
of arithmetical and of geometrical progressions. Such neglect was
partially responsible for most historical spasms of civilization
such as wars and revolutions, and accounts for many disasters in
private lives. This point must be stressed to the utmost. Because
Graicunas, Urwick, etc., deal with human relations without
disregarding mathematical issues, their work is based on the same
principles, which automatically involve permutations and combinations.
The interested reader is urged to consult his elementary algebra
about the arithmetical and geometrical rates of growth, and the
simple formulations of permutation and combination. It is sad to
say that combinations of higher order are usually omitted in the
textbooks and regarded as mathematical curiosities without application.
Unfortunately life facts and complications, ultimately on the electronic
and electro-colloidal levels, in principle follow these combinations
of higher order. The computations as such are of little or no practical
value; however, the methodological implications for life orientation,
disregarded by mathematicians, are of primary importance. For further
details the reader is referred to Jevons' and my own work.
In human life one
of our difficulties is that we are 'both the marble and the sculptor',
as Carrel says, and so we are both the managed and the manager of
our personal lives, the supervised and the supervisor, the co-ordinated
and the co-ordinator. Perhaps one of the main sources of a great
many maladjustments is exactly that self-reflexiveness and circularity
which we do not know how to manage simply because we don't know
that there are non-aristotelian methods to do so.
In such a brief paper
it is impossible to go into details short of writing a book. Plenty
of books on modern science are available, but they have only very
limited applications because the issues had not been formulated
methodologically. It is generally not realized that with the advance
of science the old aristotelian methodology, by which the majority
of us still live, is thoroughly obsolete and unworkable today, and
even harmful for the best of human adjustment.
This 'epilogue' was
written to emphasize and partially explain the necessity of passing
from the aristotelian orientation to a non-aristotelian, functional
orientation, and to stress to what extent the issues have application
in daily life. This non-aristotelian system is based frankly on
physico-mathematical methods, which, as this volume shows, have
general human application, even on the level of nursery education.
These are not problems for speculation or verbal arguments or debates;
the issues are empirical and have to be tested by application. This
paper is based on experience of how this non-aristotelian system
works in practice, no matter whether the theoretical issues
are formulated satisfactorily for everyone, or satisfy the author
himself.
In the present unprecedented
world crisis we are not facing a 'new order', we are witnessing
the death-bed agonies of the inevitable dying of the old aristotelian
system which has been applied to its deadly limit. I personally
have no doubt that after this world crisis is over, and the dead
are buried, the future of mankind will depend on some new non-aristotelian
systems which would be frankly based on scientific extensional principles,
and so ultimately on physico-mathematical methods. I emphasize that
the title of my book 'Science and Sanity: An Introduction to Non-aristotelian
Systems and General Semantics,' indicates that science and sanity
are interrelated, which seems only natural. The reader should notice
that I utilize 'non-aristotelian systems' in the plural, because
the non-aristotelian system I have produced is not the system,
but a system among many other possible ones.
Surveying the chain
of historical world tragedies as they accumulate with accelerating
acceleration and intensity, one naturally looks for the factors
which are responsible for such cataclysms. This problem may be analyzed
in many different ways, but here in this first non-aristotelian
system we take frankly and explicitly an engineering point of view,
in which there is no 'philosophy' for 'philosophy's' sake, nor science
for science's sake, nor mathematics for mathematics' sake, but we
consider all those activities as products of the human nervous system,
to be applied for its optimum efficiency. When formulated
methodologically, the interrelation between science and sanity becomes
obvious, and the new child-like methods can be applied for more
efficient management of our private as well as public lives, and
in particular for prevention of maladjustments, i.e. misevaluations
in life.
From this, perhaps
a new point of view, we must squarely put the responsibility on
'philosophers', because of their innocence of science, their 'superiority',
aloofness from non-aristotelian issues, and so their inability
to take into serious consideration our neuro-semantic
and neuro-linguistic environment as environment. The
'philosophers' somehow feel 'above' experimental methods; they will
argue endlessly on the verbal level, but they will not experiment
with the new extensional methods. I must repeat that the new methods
are not a problem for arguments or debates, but simply for empirical
investigation of how they work. 'Philosophers' should have discovered
long ago that maximum teachability is found in method, and
in our case ultimately physico-mathematical method, even on the
nursery level. Through their errors of omission, 'philosophers'
are largely responsible for the sterility of education, be it on
the primary or the university level, and for the naive 'isolationists'
in science, and/or in life. For example, it is pathetic to watch
university faculty members at meetings, where many have nothing
in common, because they are not united by a general method. Under
such conditions the effectiveness of scientists as human beings
is lowered and often does not even command the respect of the layman,
who does not realize the handicaps of specialization without a general
method. In my experience with classes we have students who belong
to widely separated fields such as medicine, mathematical physics,
education, social work, linguistics, law, etc., and in a few days
they become a more and more closely knit unit because they get a
general method which applies to all their professions, as
well as daily life. The present day isolationism paralyzes the isolationists
themselves, preventing them from taking a general extensional attitude.
We must become and remain conscious that scientific work as well
as our private reactions in life are the end product of the electro-colloidal
processes going on in our nervous system. As experience shows, these
processes are deeply affected, in different ways, depending on whether
we use intensional or extensional methods. This correspondence
and close interrelationship between neurological processes and the
method used is the key problem in passing from one system
to another, in this case from an aristotelian to a non-aristotelian
system. The empirical demonstration of the above facts through actual
application of the extensional method is, I believe, entirely new,
and amounts to a 'therapy of attitudes'.
Is the blame to be
put entirely on the shoulders of scientists or laymen? The answer
is 'no'. With the old, aristotelian, two-valued orientation it is
humanly impossible to have the modern, infinite-valued, non-aristotelian
process orientation, and therefore it is impossible to 'think' about
ourselves in electro-colloidal neurological terms. So once again
the responsibility is the 'philosophers', who have neglected this
most important neuro-methodological field, and so have not
given educators, scientists, etc., and laymen a foundation for mutual
co-operation. This reflection is rather heavy in consequences, because
the failure of 'philosophers', which is a matter of historical record,
has actually prevented the co-ordination of diverse efforts for
optimum human adjustment. 'Philosophers' of course will try to talk
their way out of this dilemma, but this will not help because this
work has not been done by them, and the only way for them is to
investigate, experiment, and find out. A great many 'philosophers'
will be shocked and consider sacrilegious a mere suggestion that
'philosophy' should become experimental, like any scientific theory
is.
As to politicians,
diplomats, rulers, etc., the situation seems hopeless because of
their ignorance, lack of preparation for their human responsibilities,
and in fact refusal to accept professional guidance when help is
offered them. I will not go into details, as many hundreds of volumes
have been written exhibiting the utter stupidity and incompetence
of those who are supposed to guide our destinies. with the result
that we are bled white in blood as well as in taxes, becoming more
and more disorganized for years to come.
In the history of
science and civilization we discover that living emergencies forced
us to find some solutions to make adjustment to life more efficient,
in spite of 'philosophers'. So far it has been done by men like
Graicunas, Urwick, Polakov etc., who based their work on the application
of mathematical methods to empirical data about the limitations
of what the human nervous system can stand. Their work dealt particularly
with industrial and military fields, where lack of efficiency brings
obvious disasters. In my own work I felt that mathematical methods
should have broader applications, and apply to daily life, as even
the smallest managerial unit, which we call the 'family', also must
have some method for optimum human efficiency based on the understanding
of human nature and the limitations of what one human brain can
stand. Otherwise disasters, in different degrees, are bound to follow,
which may even end in maladjustment, neurosis, or psychosis.
I admit that I can
not see how anyone who has to deal with human affairs, be he the
responsible member of a family, a teacher, a physician, or a politician,
etc., can be competent at all to deal with the problems confronting
him if he is entirely innocent of the problems raised in this paper,
including the summary by Polakov taken from the work of Graicunas
and Urwick, which follows. Original sources were published abroad
in 1933. In 1937 the Institute of Public Administration, Columbia
University, New York, reprinted the two fundamental papers referred
to, with some new material, under the title Papers on the Science
of Administration, edited by Luther Gulick and L. Urwick. I
suggest that all my readers study this book.
SUMMARY OF SPAN OF
ATTENTION BY WALTER N. POLAKOV
For a full exposition
of Mr. V. A. Graicunas, theory, see Bulletin of International
Management Institute, Vol. VII, No. 3, March, 1933, article
entitled: 'Relationship in Organization.' Reference to this theory
is also made in a paper read to the Department of Industrial Cooperation
of the British Association for the Advancement of Science, Leicester,
September 7, 1933 by Major L. Urwick, O.B.E., M.C., M.A., entitled:
'Organization as a Technical Problem.' Quoting from the last reference:
Students of administration
have long recognized that, in practice, no human brain should attempt
to supervise directly more than five, or at the most, six other
individuals whose work is interrelated. Mr. V. A. Graicunas of Paris
has recently shown why this is so. [His work is the second of the
contributions of importance to the technique of organization since
1930.] An individual who is coordinating the work of others whose
duties interconnect must take into account in his decisions, not
only the reactions of each person concerned as an individual, but
also his reactions as a member of any possible grouping of persons
which may arise during the course of the work.
The psychological
conception of 'the span of attention' places strict limits on the
number of separate factors which the human mind can grasp simultaneously.
It has its administrative counterpart in what may be described as
'the span of control'. A supervisor with five subordinates
reporting directly to him, who adds a sixth, increases his available
human resources by 20 percent. But he adds approximately 100 percent
to the complexity and difficulty of his task of co-ordination. The
number of relationships which he must consider increases not by
arithmetical but by geometrical progression.... Neglect of the limitations
imposed by 'the span of control' creates insoluble problems in coordination.
The proposed formula
for the number of direct group relationships is:
R = n (
+ n-1)
where
R=a+b+c represents total direct and cross relationships;
n = number of persons supervised; a=number of
direct single relationships; b=number of cross relationships;
c=number of direct group relationships. Thus computed
on the maximum basis direct and cross relationships arising
for the given number of subordinates is:
Number
of assistants or functions
|
Number
of relationships problems arizing
|
| 1 |
1
(1)* |
| 2 |
6
(4) |
| 3 |
18
(10) |
| 4 |
44
(21) |
| 5 |
100
(41) |
| 6 |
222
(78) |
| 7 |
490
(148) |
| 8 |
1080
(283) |
| 9 |
2376
(547) |
| 10 |
5210
(1068) |
| 11 |
11374
(2102) |
| 12 |
24708
(4161) |
* Figures in parentheses
are computed on the minimum basis.
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